Draft — counsel must review
This is a working template prepared for review by qualified counsel in the United States, India, the United Kingdom and the European Union. It is not yet in force and creates no rights or obligations until a final version is published.
In plain English
- AlgoNexus does not currently hold any investment-related registration or authorisation in any market.
- That is why the service runs as a research preview with paper trading, and live execution is switched off.
- This page will list each registration number as soon as it is granted — and nothing before.
The summary helps you navigate; the sections below are the document.
1Authorisation status by market
| Market | What is needed for live features | Status |
|---|---|---|
| United States | Investment adviser registration with the SEC or state(s), or an applicable exemption | Not held |
| India | SEBI Research Analyst (paid research); SEBI Investment Adviser (advice); algo-provider empanelment with brokers under SEBI’s retail algo framework | Not held |
| United Kingdom | FCA Part 4A permissions (advising, arranging, managing investments), or appointed representative of an authorised firm | Not held |
| European Union / EEA | MiFID II investment-firm authorisation in a member state, or tied agent of an authorised firm; passporting | Not held |
Requirements are summarised for information and remain subject to confirmation by counsel in each market.
2What this means for you
- Ideas and reports are general information, not personal recommendations.
- Autopilot and Copilot run on paper. No real orders are sent to brokers on customers’ behalf.
- Regulatory protections for clients of authorised firms — such as ombudsman schemes and compensation schemes for our own conduct — do not yet apply to AlgoNexus.
- The owner of AlgoNexus may test live connections only with their own account and their own broker keys.
3Company details
| Legal entity | [AlgoNexus legal entity name], a company incorporated in [jurisdiction] |
| Company number | [registration number] |
| Registered office | [registered office address] |
| Website | www.algonexus.trade |
| Jurisdiction | Entity and identifiers |
|---|---|
| United States | [entity, state of formation, EIN not displayed] |
| India | [entity, CIN, GSTIN, registered office] |
| United Kingdom | [entity, Companies House number, registered office]; ICO registration [number] |
| European Union | [entity, member state register number, VAT ID] |
4Data-protection representatives and officers
- Data Protection Officer: [name], dpo@algonexus.trade
- EU representative (GDPR Art. 27): [name, address]
- UK representative (UK GDPR Art. 27): [name, address]
- India Grievance Officer: [name], grievance@algonexus.trade
5Modern slavery statementUK
The UK Modern Slavery Act 2015 requires a statement from organisations with annual turnover of £36 million or more. AlgoNexus is below that threshold today; we will publish a statement here when it applies.